LEGAL INFORMATION AND DISCLOSURES:
As an Registered Investment Adviser I want to make sure that I am completely transparent in my actions and how my firm operates. Prior to doing any business with me or my firm you must read through the ADV2 and Private Policy Statement. It should help put you at ease that you working with a reputable firm.
PRIVATE POLICY STATEMENT
Privacy Policy Statement
State License
State Documents
ADV II
20091005 ADV Form II COMPLETE.pdf
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered. A Registered Investment Adviser, Registered Representative or Investment Adviser Representative may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's Registered Investment Adviser, or Registered Representative or Investment Adviser Representative requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by Registered Investment Adviser, Registered Representative or Investment Adviser Representative that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's Registered Investment Adviser, Registered Representative or Investment Adviser Representative requirements, or pursuant to an applicable state exemption or exclusion.
The information on this website is intended for use only by residents of the states listed below. Securities related services may not be provided to individuals residing in any state not listed.
We are registered in the following states:
Kentucky, Iowas
This web page is for entertainment purposes only and does NOT constitute recommendations, advice or any other actionable information. Not all the articles represent our firms beliefs or attitudes toward the markets. We are not predicting the movement of stocks or encouraging readers to purchase any products or equities in any format.
We are not responsible for any problems with the attached links or hyperlinks or calculators. As always past performance does not indicate future returns. And consult with your tax adviser prior to making any financial moves. Please forward all questions, concerns and complaints to myself at stephankerby@ifbplanning.com
Thanks Stephan M. Kerby